Carol Rivers

Arbitrator at FINRA

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Paul Rothstein

Senior Director and Assistant Chief Economist at FINRA

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Todd Beaton

Chief Counsel, Market Regulation Enforcement at FINRA

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Harvey Westbrook

Senior Director and Assistant Chief Economist at FINRA

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Tina Gubb

Chief Counsel and Senior Advisor to the Head of Enforcement (Market Regulation) at FINRA

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