Theodore O'Brien

Arbitrator at FINRA

No longer working with FINRA

Here is Theodore O'Brien's new role

Theodore O'Brien

Arbitrator at FINRA

MiamiFloridaUnited States

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Theodore O'Brien is no longer working with FINRA

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Paul Rothstein

Senior Director and Assistant Chief Economist at FINRA

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Todd Beaton

Chief Counsel, Market Regulation Enforcement at FINRA

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Harvey Westbrook

Senior Director and Assistant Chief Economist at FINRA

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Tina Gubb

Chief Counsel and Senior Advisor to the Head of Enforcement (Market Regulation) at FINRA

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